Regulation

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Regulation and Licensing

Basel Capital Markets is a brand name of Leverate Financial Services Ltd, a registered Cyprus Limited Company with Company Registration Number HE 290182 and its registered office at 88 Agias Fylaxeos Street, Zavos City Centre, Office 401, 3025, Limassol, Cyprus.

Leverate Financial Services Ltd is a Cyprus Investment Firm (CIF) licensed and supervised by the Cyprus Security and Exchange Commission (CySEC) under license number 160/11 (the “Company”). The Company operates in accordance with the European Union Directive 2014/65/EU on Markets in Financial Instruments (MiFID II). The objective of MiFID II is to create an integrated financial market in which investors are protected and the efficiency and integrity of the market are safeguarded.

Leverate Financial Services Ltd currently provides its services on a cross-border basis, within EEA states (except Belgium) under the MiFID passporting regime, and in selected third countries. Leverate Financial Services Ltd does not provide its services to residents or nationals of the United States. For further information in regards to restricted jurisdictions, please refer to our Terms & Conditions.

The Company has the right, in line with its notification for cross-border services, to remotely accept through its website, clients who are residents of all Member states:

Country

Regulatory Authority

Germany

BaFin

Austria

FMA

Luxembourg

CSSF

Liechtenstein

FMA

Netherlands

AFM
Poland

KNF

France

ACPR
United Kingdom

FCA

Sweden

FI

Italy

CONSOB
Denmark

FSA

Spain

CNMV
Finland

FSA

Norway

FSA

Iceland

FME
Slovakia

NBS

Ireland

CBI

Portugal

CNVN
Griechenland

HCMC

Malta

MSFA
Croatia

HANFA

Hungary

MNB

Bulgaria

FSC

Romania

ASF

Estonia

FSA
Lithuania

LB

Slovenia

ATVP
Latvia

FKTK

Czech Republic

CNB